Candidate shall be responsible for advising all operations and technology areas of the firm’s securities business as to regulatory and control requirements regarding, among other things, net capital, margin, customer reserve, short interest reporting, Reg SHO ...
Front-line resolution of escalated business specific issues across assigned project areas
Interface with internal and external contacts for resolution of process discrepancies in a timely manner
Monitor and escalate aging issues and unresolved disputes to management
Sr. Auditor – Atlanta, GA
Accounting / Auditing
Finance / Accounting - Accountant
Location: Atlanta, GA
Benefits - Full
Relocation Assistance Available - Possible for the ideal candidate
Commission Compensation - No
Bonus Eligible - Yes
2+ to 5 years of experience ...
Nov 6 -
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